Background: Assessment of asthma control is essential for optimizing treatment and preventing exacerbations. While spirometry provides objective information on airway obstruction, symptom-based scores are widely used in routine practice due to their simplicity. Discrepancies between these two assessment methods are frequently observed. Objectives: To compare spirometric parameters with symptom-based scores in assessing asthma control and to evaluate the degree of correlation and discordance between objective and subjective assessment methods. Materials and Methods: This hospital-based observational cross-sectional study included 120 adult patients with bronchial asthma. Asthma control was assessed using spirometry parameters (FEV₁, FVC, and FEV₁/FVC ratio) and a validated symptom-based asthma control score. Patients were categorized as having controlled, partially controlled, or uncontrolled asthma based on both methods. Correlation analysis was performed between FEV₁ (% predicted) and symptom-based scores. Results: Spirometry classified 48.3% of patients as having controlled asthma, whereas symptom-based scores identified 55.8% as controlled. A moderate positive correlation was observed between FEV₁ (% predicted) and symptom-based scores (r = 0.62, p < 0.001). Discordance between spirometric and symptom-based assessment was noted in approximately 28% of patients, most commonly in the form of good symptom control despite reduced lung function. Conclusion: Symptom-based scores correlate moderately with spirometric indices but may overestimate asthma control. Periodic spirometric assessment, in conjunction with symptom-based evaluation, provides a more accurate and comprehensive assessment of asthma control.
Bronchial asthma is a chronic inflammatory disorder of the airways characterized by variable airflow obstruction, airway hyperresponsiveness, and recurrent respiratory symptoms such as wheezing, shortness of breath, chest tightness, and cough¹. It remains a major global health concern, affecting more than 300 million people worldwide², and contributes significantly to morbidity, mortality, and healthcare burden, especially in low- and middle-income countries.
In India, asthma poses a substantial public health challenge. Approximately 34 million people in India are estimated to suffer from asthma, with mortality and disability-adjusted life years (DALYs) rates markedly higher than global averages³. Despite this high burden, diagnostic and monitoring tools such as spirometry are under-utilized, with reported utilisation rates as low as 9 – 18 % in clinical practice, contributing to underdiagnosis and delayed optimal management³.
Achieving and maintaining asthma control are the primary goals of management, as uncontrolled asthma increases the risk of exacerbations, lung function decline, hospitalizations, and reduced quality of life⁴. Asthma control encompasses two domains: control of current symptoms and prevention of future risk, including exacerbations and airway remodeling⁵. International guidelines recommend periodic assessment of asthma control using both clinical symptom evaluation and objective measures of airway function to guide treatment decisions²,⁴.
Spirometry remains the gold standard for objective assessment of airflow limitation and is recommended for both diagnosis and follow-up monitoring of asthma⁶. Key spirometric parameters, including forced expiratory volume in one second (FEV₁), forced vital capacity (FVC), and the FEV₁/FVC ratio, provide quantitative measures of airflow obstruction and therapeutic response⁶. However, several Indian reports indicate that spirometry is grossly under-utilized in routine care due to limited facilities, lack of expertise, and poor awareness among clinicians⁷.
In contrast, symptom-based control tools such as the Asthma Control Test (ACT) and Asthma Control Questionnaire (ACQ) are commonly used in clinical practice due to their simplicity, feasibility, and minimal requirement for equipment⁸. These scores evaluate recent symptom frequency, activity limitation, nocturnal awakenings, and rescue medication use, offering a practical measure of patient-reported control⁸. In India, studies have evaluated the utility of ACT in relation to clinical outcomes, showing significant associations between ACT scores and spirometric parameters, though not in all cases⁹.
Nevertheless, the correlation between symptom-based scores and spirometric indices is inconsistent. Some patients report good symptom control despite significant airflow limitation on spirometry, possibly due to reduced symptom perception; conversely, others report frequent symptoms with near-normal lung function, potentially influenced by comorbidities or heightened airway sensitivity¹⁰. This discordance highlights the limitations of relying solely on symptom scores for assessing disease control.
Recent Indian observational studies have shown that despite the ease of symptom scores, objective measurements remain essential to accurately identify uncontrolled disease and to tailor treatment effectively⁹,¹¹. Given these considerations, a comprehensive comparative evaluation of spirometry and symptom-based scores in assessing asthma control is necessary to better inform clinical practice, especially in settings where access to spirometry is limited. The present study aims to evaluate the correlation between spirometric parameters and symptom-based control scores and to assess the effectiveness of symptom scores as surrogate markers of objective airway limitation in adult patients with asthma.
Study Design
This was a hospital-based, observational, cross-sectional study conducted to compare spirometric parameters and symptom-based scores in assessing asthma control among adult patients with bronchial asthma.
Study Setting
The study was carried out in the Department of Pulmonary Medicine at Mahavir Institute of Medical Sciences, Vikarabad over a period of 12 months.
Study Population
A total of 120 Adult patients with a confirmed diagnosis of bronchial asthma attending the outpatient department or follow-up clinics during the study period were screened for eligibility.
Inclusion Criteria
Exclusion Criteria
Ethical Considerations
The study protocol was reviewed and approved by the Institutional Ethics Committee prior to commencement. Written informed consent was obtained from all participants.
Study Procedure
Eligible patients underwent a detailed evaluation including clinical assessment, symptom-based asthma control scoring, and spirometric testing on the same day.
Clinical Assessment
A structured proforma was used to record:
Assessment of Asthma Control
Asthma control was evaluated using two independent methods:
Asthma control was assessed using a validated symptom-based questionnaire (such as the Asthma Control Test), which evaluates:
Scores were categorized as:
As per standard cut-off values recommended for adult asthma patients.
Spirometry was performed using a calibrated computerized spirometer following American Thoracic Society/European Respiratory Society (ATS/ERS) guidelines.
The following parameters were recorded:
Values were expressed as percentage of predicted values based on age, sex, height, and ethnicity.
Asthma control based on spirometry was categorized as:
The best of three acceptable and reproducible maneuvers was recorded for analysis.
Statistical Analysis
Data were entered into Microsoft Excel and analyzed using SPSS version 22. Continuous variables were expressed as mean ± standard deviation (SD). Categorical variables were expressed as frequency and percentage. Comparison of asthma control classification between spirometry and symptom-based assessment was performed using the Chi-square tes. Correlation between spirometric parameters and symptom-based scores was assessed using Pearson’s correlation coefficient. Agreement between classification methods was evaluated using descriptive analysis. A p-value < 0.05 was considered statistically significant.
A total of 120 adult patients with bronchial asthma were included in the final analysis. All participants completed symptom-based assessment and acceptable spirometry.
The study population consisted predominantly of middle-aged adults with a slight female preponderance. Most patients had a moderate duration of illness, and the majority were non-smokers as shown in table 1
Table 1: Demographic and Clinical Characteristics
|
Variable |
Mean ± SD / Number, % |
|
Total patients |
120 |
|
Mean age (years) |
38.6 ± 12.4 |
|
Age range (years) |
18–65 |
|
Male |
54 (45.0%) |
|
Female |
66 (55.0%) |
|
Mean duration of asthma (years) |
6.8 ± 4.2 |
|
Smokers |
18 (15.0%) |
|
Non-smokers |
102 (85.0%) |
Mean spirometric values indicated mild to moderate airflow limitation among the study population, with reduced mean FEV₁ and FEV₁/FVC ratio suggestive of obstructive airway disease as shown in table 2.
Table 2: Baseline Spirometric Parameters
|
Spirometric Parameter |
Mean ± SD |
|
FEV₁ (% predicted) |
72.8 ± 18.6 |
|
FVC (% predicted) |
84.2 ± 15.3 |
|
FEV₁/FVC ratio |
0.71 ± 0.08 |
Based on spirometric assessment, less than half of the patients were classified as having controlled asthma, while nearly one-fourth demonstrated poor lung function suggestive of uncontrolled disease as shown in table 3
Table 3: Asthma Control Classification Based on Spirometry
|
Asthma Control Category |
Number (%) |
|
Controlled (FEV₁ ≥ 80%) |
58 (48.3%) |
|
Partially controlled (FEV₁ 60–79%) |
34 (28.3%) |
|
Uncontrolled (FEV₁ < 60%) |
28 (23.4%) |
|
Total |
120 (100%) |
Symptom-based assessment identified a higher proportion of patients as having controlled asthma compared to spirometry, suggesting possible overestimation of disease control when relying solely on symptoms as shown in table 4.
Table 4: Asthma Control Classification Based on Symptom-Based Score
|
Asthma Control Category |
Number (%) |
|
Controlled |
67 (55.8%) |
|
Partially controlled |
31 (25.8%) |
|
Uncontrolled |
22 (18.4%) |
|
Total |
120 (100%) |
Asthma control classification differed between spirometric and symptom-based assessment, with symptom scores identifying a higher proportion of patients as controlled. The difference in distribution between the two methods was statistically significant.as shown in table 5.
Table 5: Comparison of Asthma Control by Spirometry and Symptom-Based Score
|
Asthma Control |
Spirometry n (%) |
Symptom Score n (%) |
p value |
|
Controlled |
58 (48.3%) |
67 (55.8%) |
0.040* |
|
Partially controlled |
34 (28.3%) |
31 (25.8%) |
|
|
Uncontrolled |
28 (23.4%) |
22 (18.4%) |
A statistically significant moderate positive correlation was observed between FEV₁ (% predicted) and symptom-based asthma control scores, indicating partial agreement between objective and subjective assessment methods as shown in table 6.
Table 6: Correlation Between Spirometry and Symptom-Based Score
|
Variable Compared |
Correlation Coefficient (r) |
p-value |
|
FEV₁ (% predicted) vs Symptom Score |
0.62 |
< 0.001* |
Overall discordance between symptom perception and lung function was noted in nearly one-fourth of patients. Most discordant cases involved underestimation of airflow limitation by symptom-based assessment as shown in table 7.
Table 7: Discordance Between Spirometric and Symptom-Based Assessment
|
Discordance Pattern |
Number (%) |
|
Good symptom control with reduced FEV₁ |
26 (21.7%) |
|
Poor symptom control with near-normal FEV₁ |
8 (6.6%) |
|
Overall discordance |
34 (28.3%) |
The present study compared spirometric parameters and symptom-based scores for assessing asthma control and demonstrated a moderate correlation between objective lung function and patient-reported symptoms. However, a substantial degree of discordance was observed, underscoring the limitations of relying on a single assessment modality.
In this study, spirometry classified 48.3% of patients as having controlled asthma, whereas symptom-based scores identified a higher proportion (55.8%) as controlled. This finding suggests that symptom-based tools may overestimate asthma control when compared with objective lung function assessment. Similar observations have been reported in previous studies, where patients perceived adequate symptom control despite demonstrable airflow limitation on spirometry¹².
Spirometry is widely regarded as the gold standard for objective evaluation of airway obstruction and remains central to asthma diagnosis and monitoring. Forced expiratory volume in one second (FEV₁) has been shown to correlate with disease severity, risk of exacerbations, and long-term outcomes in asthma patients¹³. In the present study, nearly one-fourth of patients had FEV₁ values below 60% predicted, indicating uncontrolled asthma, despite a smaller proportion reporting poor symptom control. This highlights the clinical importance of incorporating spirometric evaluation into routine asthma follow-up.
The moderate positive correlation (r = 0.62) observed between FEV₁ (% predicted) and symptom-based scores in this study is consistent with earlier reports that have demonstrated weak to moderate correlations between subjective symptom assessment and objective lung function measures¹⁴,¹⁵. This partial agreement indicates that symptom-based tools capture certain dimensions of asthma control but do not fully reflect underlying airway physiology.
A key finding of this study was the presence of discordance between symptom-based assessment and spirometric findings in approximately 28% of patients. The most common discordant pattern involved patients reporting good symptom control despite reduced lung function. This phenomenon has been attributed to impaired symptom perception, gradual adaptation to chronic airflow limitation, and reduced physical activity masking exertional symptoms¹⁶. Indian studies have similarly reported under-recognition of poor asthma control when assessment is based solely on symptom scores¹⁷.
Conversely, a smaller subset of patients in this study reported poor symptom control despite near-normal spirometric values. This may be explained by the presence of comorbid conditions such as allergic rhinitis, gastroesophageal reflux disease, obesity, anxiety, or dysfunctional breathing, which can amplify respiratory symptoms without significantly affecting spirometric indices¹⁸. Environmental factors, including air pollution and occupational exposure—particularly relevant in the Indian context—may also contribute to heightened symptom perception¹⁹.
Recent literature emphasizes that asthma is a heterogeneous disease involving inflammatory, functional, and symptomatic components. Consequently, international guidelines recommend a multidimensional approach to asthma assessment, incorporating symptom evaluation, lung function testing, and future risk assessment²⁰. While emerging tools such as composite questionnaires and biomarkers like fractional exhaled nitric oxide (FeNO) may enhance assessment accuracy, spirometry remains the most accessible and validated objective tool in routine clinical practice²¹.
The present study demonstrates that symptom-based asthma control scores show a moderate correlation with spirometric parameters, particularly FEV₁, but do not consistently reflect the degree of underlying airflow limitation. A substantial proportion of patients reported good symptom control despite reduced lung function, highlighting the risk of underestimating disease severity when relying solely on subjective assessment. Spirometry therefore remains an essential tool for objective evaluation of asthma control and future risk stratification. Integrating symptom-based assessment with periodic spirometric evaluation provides a more accurate and comprehensive approach to asthma management.
Declaration:
Conflicts of interests: The authors declare no conflicts of interest.
Author contribution: All authors have contributed in the manuscript.
Author funding: Nill